Manage. Monitor. Mitigate.
Everything you need to manage firm + regulatory compliance
Protect your firm with better, simpler compliance management
Ensure employee compliance with firm and regulatory requirements
Product
Intapp Employee Compliance
Explore Intapp Employee Compliance
FEATURED VIDEO
A compliance officer’s guide to seamlessly mitigating risk
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Simplify your firm’s employee compliance activities
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Protect your firm with modern business compliance software
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How to evaluate employee code-of-conduct management software
Product updates
See what's new in Intapp Employee Compliance
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Reduce risk and improve speed with automated trade pre-clearance
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How employee compliance software facilitates better dealmaking
Product
Intapp Employee Compliance
Through improved monitoring of employee trade and outside business activity, Intapp Employee Compliance helps firms reduce risk and exposure to fines and reputational damage. It improves visibility into employee documentation and helps firm professionals create comprehensive, configurable reports.
Explore Intapp Employee Compliance
FEATURED VIDEO
A compliance officer’s guide to seamlessly mitigating risk
Firms face strict regulations on employee compliance that can threaten their reputation and result in hefty fines. Learn how you can simplify keeping track of the employee data with a tailored solution.
Watch the video
Featured video
Simplify your firm’s employee compliance activities
Learn how a tailored employee compliance solution can help streamline employee compliance tracking, helping you feel confident that your employees are staying aligned with regulations and avoiding code-of-ethics violations.
Simplify employee compliance
Featured article
Protect your firm with modern business compliance software
Preventing costly fines and reputational damage requires modern business compliance software that can support rigorous employee compliance monitoring and enforcement processes as regulatory scrutiny intensifies.
Protect your firm from costly mistakes
Featured article
How to evaluate employee code-of-conduct management software
Given the stakes of employee adherence to firm or regulatory policy, it’s critical to have the right employee code-of-conduct management software. Here are six key questions to ask about employee compliance software, whether you already have a solution or want to add one.
Six key questions to ask
Product updates
See what's new in Intapp Employee Compliance
New features in Intapp Employee Compliance further simplify your employee attestation and personal investment dealing management.
See what's new
Featured article
Reduce risk and improve speed with automated trade pre-clearance
Explore how your firm can issue timely approvals and reduce compliance risk with technology that automates the employee trade pre-clearance process.
Reduce risk and improve speed
Featured article
How employee compliance software facilitates better dealmaking
Learn how a dedicated solution can streamline regulatory adherence, promote transparency, and minimize risks for your firm — all of which strengthen your firm’s deals.
Streamline your dealmaking
Reduce time spent on identifying and clearing conflicts of interest
Solutions for private capital firms
Intapp Conflicts for dealmakers
Learn more about Intapp Conflicts
Featured article
Improve investment bank deal team productivity with Intapp Conflicts + Intapp DealCloud integration
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Why your firm should buy — not build — conflicts management software
Ebook
Build vs. Buy: The challenge for highly regulate firms
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Fast-track deal team clearance through automated checks
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Better manage material non-public information and conflicts
Industry voices
Feeling conflicted on deals? Your bank is not alone
Solutions for private capital firms
Intapp Conflicts for dealmakers
Easily search against internal firm data and trusted third-sources to make informed, data-driven decisions faster.
Learn more about Intapp Conflicts
Featured article
Improve investment bank deal team productivity with Intapp Conflicts + Intapp DealCloud integration
A new integration that connects Intapp Conflicts conflicts-checking software with the Intapp DealCloud deal and relationship management platform greatly simplifies what is often a complex, time-consuming process.
Leverage the combined power
featured article
Why your firm should buy — not build — conflicts management software
Here are the top six reasons your capital markets firm should stick to purchasing a proven, best-in-class conflict of interest management software rather than building from scratch.
Make the right choice
Ebook
Build vs. Buy: The challenge for highly regulate firms
Download our e-book for best practices and exclusive access to a 5-step framework for deciding whether you should build or buy your conflicts solution.
Downolad the ebook
featured article
Fast-track deal team clearance through automated checks
Help users quickly assess their entire deal teams for conflicts of interest, make the appropriate adjustments, and share findings with investors to promptly move transactions forward.
Learn more about automated checks
Featured article
Better manage material non-public information and conflicts
Help your team seamlessly integrate deal management platforms and pipeline management solutions for instant transaction information and advanced analytics in an automated and auditable solution.
Streamline the flow of MNPI
Industry voices
Feeling conflicted on deals? Your bank is not alone
Nigel Riley, GM of Compliance Solutions at Intapp, published an OpEd in Banking Risk & Regulation, an arm of the Financial Times. His article covered the imperative for investment banks understand how conflicts has evolved and to implement a standardized process to clear clients, assignments and employees.
Read the opinion
Learn why leading financial services firms trust Intapp solutions
case study
Ducera elimates manual, error-prone conflicts checks
Hamilton Lane consolidates data and improves relationships
case study
Ducera elimates manual, error-prone conflicts checks
To support their professionals and keep up in the fast-paced legal market, Ducera Partners, a leading investment banking advisory practice, chose to integrate its business operations with Intapp Conflicts. By working with Nidaan Systems, an Intapp Certified Implementation Partner, Ducera was able to customize Intapp Conflicts and successfully integrate it with its existing systems.
Read the case study
Hamilton Lane consolidates data and improves relationships
Hamilton Lane (Nasdaq:HLNE) is an alternative investment management firm that provides innovative private markets services to investors around the world.
Explore How Hamilton Lane consolidates data and improves relationships with Intapp DealCloud
Progress (NASDAQ: PRGS) provides a comprehensive stack of leading products designed to make technology teams more productive and help them develop, deploy, and manage high impact business applications. The company has a deep commitment to the developer community, open source and commercial alike. With Progress, organizations can accelerate the creation and delivery of strategic business applications, as well as automate the process by which they configure, deploy, and scale apps. Organizations can also make critical data and content more accessible and secure, leading to competitive differentiation and business success.
Learn more about Progress
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