Centralize personal independence processes by adopting a single tool covering personal trading, gifts and entertainment, outside business activity, political contributions, and other relevant activities.
Intapp Employee Compliance
Personal independence is complicated. Managing it doesn’t have to be.
Simplify adherence to personal independence policies and regulations
Protect the Grant Thornton
brand and reputation
- Seamlessly review, update, and complete required documentation, as well as audit compliance decisions and actions
- Streamline employee requests, approvals, and executions of investment activity using your firm’s restricted entity list
- Enable partners and professionals to conduct independence-aware business development efforts
Make it easy and efficient to administer compliance and monitor employee trading activity
- Leverage automation to simplify disclosure of investments and other material concerns
- Connect brokerage accounts and feeds to eliminate data entry
- Provide a hub for covered parties — such as spouses or financial planners — to initiate, track, and receive approval of personal trade requests
Streamline personal independence processes and compliance
- Automatically notify and track professionals’ progress when actions are required.
- Complete required attestation, firm documents, and disclosures – all in a single cloud-based application
- Centrally disclose and monitor outside business activities and relationships that could impair personal independence
Request a follow-up from our team
Schedule a demo
Contact our team of experienced and skilled implementation specialists to get started, or request to schedule a demo of our employee compliance solution.