Financial interest compliance software for accounting firms

Personal independence compliance

Simplify compliance with your firm’s financial interest policies and PCAOB requirements

Ensure and demonstrate your employees’ compliance with firm policies and PCAOB independence requirements more efficiently.

With Intapp Employee Compliance, gain a single, intuitive destination to disclose, monitor, and report on outside business interests. Complete attestation workflows, link and monitor data from brokerages, and pre-clear investment and trading activity with one comprehensive solution.

Meet PCAOB quality control requirements with a solution built to streamline personal independence processes.

Streamline risk processes for your partners and professionals

Protect your firm by ensuring compliance with policies and regulations relating to financial interests.

Demonstrate compliance

Seamlessly review, update, and complete required documentation, audit decisions, and audit actions.

Increase accuracy

Reduce opportunities for human error using automation and eliminate time-consuming data entry and analysis.

Boost trading confidence

Ease concerns of noncompliance with timely approvals aligned with firm policies.

Save time while improving compliance across your firm

Designed to meet or exceed your firm’s policies and regulatory requirements.
Built with configurable workflows and personalized dashboards.

Automated disclosures

Simplify disclosures of investments, outside business activities, and other material concerns.

Integrated brokerage account data

Save time and reduce errors by connecting brokerage accounts through managed setup and maintenance.

Simplified attestation and document management

Complete required attestation, firm documents, and disclosures in a single location.

Automated trade pre-clearance

Streamline employee requests and approvals of investment activity using your firm’s restricted list.

Access for covered parties

Provide a hub for spouses or financial planners to initiate, track, and receive approval of trade requests.

Personalized reporting

Streamline periodic or ad hoc reports and audits by filtering and configuring data as broadly or narrowly as needed.

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Intapp Intelligent Cloud

For more than a decade, Intapp has been bringing the power of automation and intelligence to professional and financial services firms — helping clients like you solve their specialized needs and challenges.

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Intapp Cloud Infrastructure

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