Personal independence compliance

Simplify compliance with your firm’s financial interest policies and PCAOB requirements

Ensure and demonstrate your employees’ compliance with firm policies and PCAOB independence requirements more efficiently.

With Intapp Employee Compliance, gain a single, intuitive destination to disclose, monitor, and report on outside business interests. Complete attestation workflows, link and monitor data from brokerages, and pre-clear investment and trading activity with one comprehensive solution.

Meet PCAOB quality control requirements with a solution built to streamline personal independence processes.

Streamline risk processes for your partners and professionals

Demonstrate compliance

Demonstrate compliance

Seamlessly review, update, and complete required documentation, audit decisions, and audit actions.

Increase accuracy

Increase accuracy

Reduce opportunities for human error using automation and eliminate time-consuming data entry and analysis.

Boost trading confidence

Boost trading confidence

Ease concerns of noncompliance with timely approvals aligned with firm policies.

Learn more about Intapp Employee Compliance

Blog Posts

A tale of two deadlines: What the QC 1000 delay really means for accounting firms

  • Accounting
  • Intapp Conflicts
  • + 2 more
The PCAOB is postponing the effective date of its new quality control standards by one year. Learn how this delay affects your accounting firm.

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Blog Posts

How your financial sponsor’s portfolio impacts firm independence

  • Accounting
  • Intapp Conflicts
  • + 2 more
Understand how your financial sponsor’s portfolio impacts your accounting firm’s independence. Learn about new risks, regulatory changes, and why modern management is crucial for PE-backed firms.

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Blog Posts

Build growth for your accounting network while improving compliance

  • Accounting
Learn how to address information gaps that leave valuable business intelligence and significant revenue on the table.

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Blog Posts

PCAOB auditing standards and change management

  • Accounting
  • Intapp Employee Compliance

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Blog Posts

Apply a reliable, defined approach to risk management at your accounting firm

  • Accounting
  • Consulting
  • + 2 more
Does your accounting firm have a reliable process in place to evaluate new business opportunities and weigh the risks those opportunities present to the firm?

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Why CIOs, CTOs, and innovators choose Intapp

Intapp combines AI innovation, industry-leading compliance, and enterprise-grade infrastructure in a single platform trusted by the world’s most demanding firms.

Compliance and security

Market-leading ethical walls, confidentiality, and security for highly regulated firms

AI you can trust

Transparent AI governance with unified security controls

Integrated platform

Complete suite spanning the client and deal lifecycle: one vendor, seamless workflows

Proven scale, innovation

Battle-tested by the world’s largest firms with ongoing platform investment

Always-on cloud infrastructure

Azure-backed reliability with
multi-region redundancy and tested disaster recovery

Integrations made easy

Pre-built integrations and partner ecosystem reduce IT burden and TCO

Speak with an accounting industry expert

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