Intapp Employee Compliance software

Reduce your compliance burden and make sure your team is inspection-ready

After spending hours prepping for PCAOB inspection, your teams shouldn’t have to worry that they missed anything while working across different systems.

 

Replace the burden of PCAOB compliance with a single system that streamlines the process through proactive automation — and give your team and partners confidence that you’re meeting inspection standards.
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14 of the top 20 public accounting firms trust Intapp

Stop losing valuable partner time
to work that can be automated

At many firms, preparing for PCAOB inspections can involve weeks of information chasing and duplicative effort for your engagement teams, independence teams, and partners.

Preparing for inspections doesn’t have to be this complicated.

Instead, you can use a compliance system that detects and tracks potential gaps in personal conflicts, then automates completion — using a single, centralized hub that integrates with your existing systems.

Swap hundreds of hours of manual work for integrated automation built for meeting PCAOB auditing standards.

All with Intapp Employee Compliance.

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Swap manual oversight for integrated automation

Ensure compliance the first time

Prevent mistakes and omissions when working among different systems and applications

Stay on track with automated reminders

Keep workflows moving with alerts that prompt users to complete attestations and answer document queries

Access your data from one hub

Complete required attestation, firm documents, and disclosures — all in a single cloud-based application

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Get more information about how Intapp Employee Compliance helps firms like yours.

We’ll cover details including:

  • How does Intapp Employee Compliance replace manual tracking?
  • How does it track regulated activities involving gifts, donations, and cryptocurrency?
  • How does it capture covered parties?
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Gain back valuable partner time

  • Connect brokerage accounts and feeds to eliminate extra data entry
  • Automatically notify professionals when compliance actions are required
  • Pre-clear investment and trading activity as they come in with action-based triggers
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Automated tracking
Centralized access

A single all-in-one hub

  • Monitor and disclose outside business activities and relationships that could impair personal independence
  • Allow covered parties — such as spouses or financial planners — to initiate, track, and receive approval of personal trade requests
  • Integrate employee compliance with your existing HR and trading systems
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Peace of mind

  • Verify information with normalized data and flagged discrepancies to mitigate risk
  • Support timely action and approvals with workflows and notifications
  • Build a consolidated audit trail to provide comprehensive histories for firm management and regulators
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Simplified compliance

Protect your firm with Intapp Employee Compliance

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